Company context. Regulatory requirements. Professional judgement.
For in-house compliance officers
You know that compliance extends far beyond onboarding. It means understanding how the firm operates, what applies to it and what needs attention next.
Start from the facts of your firm.
Work from a structured profile of permissions, services and activities. Review confirmed answers alongside the questions that still need evidence or clarification.
Follow what each rule means.
Move from applicability to obligations, linked controls and reporting requirements. Examine the basis of a decision and the work it supports.
Make open questions visible.
Identify missing facts, unresolved assessment conditions and scheduling dependencies. Keep those questions distinct from confirmed requirements and completed work.
The firm is considering a new activity. What needs to be reviewed?
Use the profile to identify the facts that would change. Review the relevant obligations and source references, confirm supported updates, then refresh applicability against the intended profile version. Use the results to examine the controls and reporting that may be affected.
The aim is to spend less time rebuilding context and more time understanding what it means. Compliance OS connects the records. Your AI client can help you explore them. You bring the experience to question, assess and confirm the outcome.
There is no need to treat every missing answer as a failure, or every AI suggestion as a conclusion. Clear gaps and traceable reasoning are part of useful compliance work.
You need to navigate company profiles, applicability, obligations, controls and regulatory reporting as part of a connected framework.
You want AI with context.
You want a compatible AI workspace to retrieve relevant OS records, while keeping evidence review and confirmation in your hands.
You want to help shape it.
The pilot is for practitioners who can bring real working needs and feedback. Connector compatibility and document-review workflows are still being validated.
Discussing your workflow in the pilot
Bring the tasks, questions and reporting needs your firm handles every day. Your feedback will help evaluate where the current workflow fits and where it needs further development.